DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A•••• W••••• S••••••••• L••
CYPRESS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•••• W••••• S••••••••• L•• | Independent wealth | Mar 21, 2020 | n/a | yes | CYPRESS, TX | Current employment |
| P•••••• W••••• M••••••••• I••• | Former SEC adviser | Feb 22, 2016 | Oct 19, 2017 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••••• W••••• M••••••••• I••• | A•••• W••••• S••••••••• L•• | Oct 19, 2017 | Mar 21, 2020 | 884 | Firm change after gap | Other |
| M•• F•••••••• | P•••••• W••••• M••••••••• I••• | Mar 29, 2016 | Feb 22, 2016 |
| M•• F•••••••• | Independent wealth | Jul 29, 2013 | Mar 29, 2016 | no | HOUSTON, TX | Previous registration |
| F•• S••••••••• C••••••••• | Former SEC adviser | Feb 14, 2012 | Oct 1, 2013 | no | HOUSTON, TX | Previous registration |
| -36 |
| Firm change after gap |
| Other |
| F•• S••••••••• C••••••••• | M•• F•••••••• | Oct 1, 2013 | Jul 29, 2013 | -64 | Firm change after gap | Other |