DFX Intelligence

S••• R••••• K•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant17 years in industry

S••• R••••• K•••••••••

Advisor at G••••• • C••••••

INDIAN HILLS, CO | WESTBOROUGH, MA

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Search this name across graphsid dfx:ria:6b9b0306-1de7-05d4-00c4-20571d068b31

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 29, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• • C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 8, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• • C••••••	Independent wealth	Nov 3, 2025	n/a	yes	INDIAN HILLS, CO\|WESTBOROUGH, MA	Current employment
T•• R••••• C•••••• C•••••••••	n/a	Apr 7, 2016	Oct 30, 2025	no	INDIAN HILLS, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• R••••• C•••••• C•••••••••	G••••• • C••••••	Oct 30, 2025	Nov 3, 2025	4	Firm change	Other
I•••••• A•••••••• I•••	T•• R••••• C•••••• C•••••••••	Jan 4, 2016	Apr 7, 2016

Relationships

Registered with (3)

→ G••••• • C••••••Registered adviserregistration: current employment
Nov 3, 2025 to presentfactForm ADV
→ T•• R••••• C•••••• C•••••••••Registered adviserregistration: previous registration
Apr 7, 2016 to Oct 30, 2025factForm ADV
→ I•••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 29, 2015 to Jan 4, 2016factForm ADV

Dated events

Occurred
Oct 30, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6b9b0306-1de7-05d4-00c4-20571d068b31
First observed: Sep 29, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.