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Advisor at VICTUS CAPITAL WEALTH
SANTA MONICA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VICTUS CAPITAL WEALTH | Independent wealth | Jul 28, 2016 | n/a | yes | SANTA MONICA, CA | Current employment |
| BEVERLY HILLS WEALTH MANAGEMENT, LLC | Former SEC adviser | Feb 24, 2011 | Jul 8, 2016 | no | BEVERLY HILLS, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Feb 11, 2011 | no | BEVERLY HILLS, CA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Jun 1, 2009 | no | BEVERLY HILLS, CA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Mar 31, 2003 | Apr 2, 2007 | no | BEVERLY HILLS, CA|BEVERLY HLS, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 15, 2000 | Apr 3, 2003 | no | CENTURY CITY, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BEVERLY HILLS WEALTH MANAGEMENT, LLC | VICTUS CAPITAL WEALTH | Jul 8, 2016 | Jul 28, 2016 | 20 | Firm change | Other |
| MORGAN STANLEY | BEVERLY HILLS WEALTH MANAGEMENT, LLC | Feb 11, 2011 | Feb 24, 2011 | 13 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY DW INC. | Apr 3, 2003 | Mar 31, 2003 | -3 | Firm change | Other |