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Advisor at LIFE PLANNING ADVISORS LLC
Phoenix, AZ | LAWRENCE, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRIAD WEALTH PARTNERS, LLC | Independent wealth | Aug 18, 2026 | n/a | yes | Phoenix, AZ|LAWRENCE, KS | Current employment |
| LIFE PLANNING ADVISORS LLC | Independent wealth | Nov 30, 2021 | n/a | yes | Phoenix, AZ | Current employment |
| J. W. COLE ADVISORS, INC. | Bd affiliated wealth | May 6, 2019 | Oct 7, 2021 | no | PHOENIX, AZ|TAMPA, FL | Previous registration |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | Former SEC adviser | Apr 20, 2012 | May 7, 2019 | no | PHOENIX, AZ|SARASOTA, FL|SCOTTSDALE, AZ|GLENDALE, AZ|MESA, AZ | Previous registration |
| LIFESMART WEALTH MANAGEMENT, LLC | n/a | Nov 2, 2011 | Mar 14, 2012 | no | PHOENIX, AZ|LITTLE ROCK, AR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J. W. COLE ADVISORS, INC. | LIFE PLANNING ADVISORS LLC | Oct 7, 2021 | Nov 30, 2021 | 54 | Firm change | Other |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | J. W. COLE ADVISORS, INC. | May 7, 2019 | May 6, 2019 | -1 | Firm change | RIA to ibd |
| LIFESMART WEALTH MANAGEMENT, LLC | GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | Mar 14, 2012 | Apr 20, 2012 | 37 | Firm change | Other |