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CRD 326523
LAWRENCE, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
Dated 2026-09-11 (filing); first seen by DFX 2026-09-19.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| BRENT MARTIN COGGINS | n/a | LAWRENCE, KS | 2 | 15 | 2 | no |
| NICKLAUS EDWIN WHITAKER | n/a | LAWRENCE, KS | 2 | 13 | 4 | no |
| Mark David Harper | n/a | LAWRENCE, KS | 2 | 14 | 3 | no |
| SCOTT MICHAEL RINEHART | n/a | LAWRENCE, KS | 2 | 13 | 5 | no |
| Daniel John Kulibert | n/a | LAWRENCE, KS | Clovis, CA | 2 | 10 | n/a | no |
| MITCHELL CURTIS HOCKENBURY | Certified Financial Planner | LAWRENCE, KS | 2 | 23 | 1 | no |
| Brennan Tyler Sarbaugh | n/a | LAWRENCE, KS | 1 | 11 | 1 | no |
| Jackson Sheputis | Certified Financial Planner | Hebron, IN | LAWRENCE, KS | 1 | 22 | 3 | no |
| JOSHUA LLOYD OTTINGER | n/a | LAWRENCE, KS | Allentown, PA | Clinton, NJ | 1 | 10 | 1 | no |
| DAVID ROBERT SEUFER | Certified Financial Planner|Chartered Financial Analyst | LAWRENCE, KS | Aurora, CO | 1 | 17 | 7 | no |
| MICHAEL FRANCIS IRWIN | n/a | Glen Allen, VA | Charlottesville, VA | LAWRENCE, KS | Fredericksburg, VA | 1 | 19 | 2 | no |
| Matthew Michael D'Elia | n/a | Allentown, PA | Clinton, NJ | LAWRENCE, KS | 1 | 11 | n/a | no |
| Blake Andrew Matzke | n/a | LAWRENCE, KS | 1 | 10 | n/a | no |
| JONATHAN MOSS FRANCES | n/a | LAWRENCE, KS | Palm Beach Gardens, FL | 1 | 16 | 3 | no |
| JOHN PAUL JOHNSON | n/a | LAWRENCE, KS | FRISCO, TX | 1 | 21 | 2 | no |
| TYSON ANDREW POINTER | n/a | FRISCO, TX | LAWRENCE, KS | 1 | 11 | 2 | no |
| Zachary Michael ZAGER | n/a | SPICEWOOD, TX | AUSTIN, TX | LAWRENCE, KS | 1 | 25 | 3 | no |
| Elizabeth Page Sening | n/a | GLEN ALLEN, VA | LAWRENCE, KS | 0 | 10 | n/a | no |
| CRAIG STEVEN SULLIVAN | n/a | LAWRENCE, KS | Southlake, TX | Amarillo, TX | 0 | 18 | 4 | no |
| JESSICA Eden SICKING | Certified Financial Planner | LAWRENCE, KS | Southlake, TX | 0 | 19 | 4 | no |
| NICOLAS JOHN PESCI | n/a | LAWRENCE, KS | OREM, UT | Orem, UT | SALT LAKE CITY, UT | Salt Lake City, UT | 0 | 16 | 3 | no |
| JASON LEE GOOLD | n/a | LAWRENCE, KS | Orem, UT | 0 | 13 | 1 | no |
| John Charles Clement | Certified Financial Planner | LAWRENCE, KS | Orem, UT | 0 | 16 | 2 | no |
| Jon Rhen Brown | n/a | LAWRENCE, KS | Orem, UT | 0 | 11 | 1 | no |
| DEVIN WARREN CHOULES | n/a | St. George, UT | Logan, UT | Clearfield, UT | LAWRENCE, KS | 0 | 17 | 3 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| COGGINS, BRENT, MARTIN | CHIEF INVESTMENT OFFICER | Na | yes | 08/2023 | Sep 3, 2026 | Sep 3, 2026 |
| RINEHART, SCOTT, MICHAEL | President | Na | yes | 03/2025 | Sep 3, 2026 | Sep 3, 2026 |
| TRIAD COLLECTIVE | Shareholder | E | yes | 04/2023 | Sep 3, 2026 | Sep 3, 2026 |
| Baker, Sara, Kay | President | Na | yes | 01/2024 | May 12, 2023 | Nov 22, 2024 |
| Johnson, Bradley, Lance | Officer | D | yes | 04/2023 | May 12, 2023 | Nov 22, 2024 |
| Sparks, Shawn, Christopher | Officer | D | yes | 04/2023 | May 12, 2023 | Nov 22, 2024 |
| Hampton, Danielle, Dee | CHIEF COMPLIANCE OFFICER | Na | no | 03/2024 | Sep 3, 2026 | Sep 3, 2026 |
| ELLIS, KEITH, WINSLOW | Shareholder | C | no | 04/2023 | May 12, 2023 | Nov 22, 2024 |
| GREGOIRE, DEREK, L.(MI ONLY) | Shareholder | C | no | 04/2023 | May 12, 2023 | Nov 22, 2024 |
| NATIONWIDE INVESTMENT SOLUTIONS, LLC | Shareholder | C | no | 04/2023 | May 12, 2023 | Nov 22, 2024 |
| PECK, MATTHEW, CHAPMAN | Shareholder | C | no | 04/2023 | May 12, 2023 | Nov 22, 2024 |
| PELLEGRINO, ANTHONY | Shareholder | C | no | 04/2023 | May 12, 2023 | Nov 22, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| TRIAD PARTNERS, LLC | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 12, 2026 | $1.5B | $1.4B | 46 | 33 | 23 | n/a | n/a |
| 2024 | Mar 26, 2025 | $425M | $354M | 19 | 13 | 9 | n/a | n/a |
| 2023 | May 2, 2024 | $153M | $105M | 12 | 5 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 21 | 7 | 14 | 15.6% | 8 | 4 | 0 | 38 | 9 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.5B | $425M | 259.2% | n/a | n/a | 46 | 19 | 29 | 9 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| PROSPERITY CAPITAL ADVISORS | 2 | Sep 11, 2026 | Sep 11, 2026 | LAFAYETTE, LA | Team lift out | RIA to RIA | 1.9% |
| COPPELL ADVISORY SOLUTIONS LLC | 2 | Feb 25, 2026 | Nov 3, 2025 | DALLAS, TX | Team lift out | RIA to RIA | 2.2% |
| COPPELL ADVISORY SOLUTIONS LLC | 3 | Feb 25, 2026 | Nov 10, 2025 | OREM, UT | Team lift out | RIA to RIA | 3.4% |
| COPPELL ADVISORY SOLUTIONS LLC | 2 | Dec 9, 2025 | Dec 22, 2025 | DALLAS, TX | Team lift out | RIA to RIA | 2.3% |
| BROOKSTONE WEALTH ADVISORS, LLC | 2 | May 29, 2025 | Feb 25, 2025 | BEDFORD, TX | Team lift out | Other | 0.9% |
| TRIAD WEALTH MANAGEMENT, LLC | 2 | Mar 17, 2023 | Aug 11, 2023 | LAWRENCE, KS | Team lift out | RIA to new firm | 100.0% |