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Advisor at CORIENT
San Francisco, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Corient | Independent wealth | Nov 5, 2024 | n/a | yes | San Francisco, CA | Current employment |
| ENSEMBLE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Jun 5, 2014 | Nov 13, 2024 | no | SAN FRANCISCO, CA | Previous registration |
| Lnw | Independent wealth | Apr 1, 2008 | Jun 16, 2014 | no | SAN FRANCISCO, CA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | May 27, 2005 | Jul 13, 2006 | no | SAN DIEGO, CA|SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ENSEMBLE CAPITAL MANAGEMENT, LLC | Corient | Nov 13, 2024 | Nov 5, 2024 | -8 | Firm change | RIA to RIA |
| Lnw | ENSEMBLE CAPITAL MANAGEMENT, LLC | Jun 16, 2014 | Jun 5, 2014 | -11 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | Lnw | Jul 13, 2006 | Apr 1, 2008 | 628 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 107213:319448:CA:2024-11-13 | Nov 13, 2024 | Nov 5, 2024 | SAN FRANCISCO, CA | Firm change |