RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••••• P••••• T••••••••
- C•••••• independent RIA currentsince Nov 5, 2024 · San Francisco, Ca
- E••••••• C•••••• M••••••••• L•• formerJun 5, 2014 to Nov 13, 2024 · San Francisco, Ca
- L•• independent RIAApr 1, 2008 to Jun 16, 2014 · San Francisco, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDMay 27, 2005 to Jul 13, 2006 · San Diego, Ca
- E••••••• C•••••• M••••••••• L•• to C••••••left Nov 13, 2024, registered Nov 5, 2024 (-8 days) · RIA to RIA · moved with a team
- L•• to E••••••• C•••••• M••••••••• L••left Jun 16, 2014, registered Jun 5, 2014 (-11 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to L••left Jul 13, 2006, registered Apr 1, 2008 (628 days) · Other
- L•••••• P••••• T•••••••• left E••••••• C•••••• M••••••••• L•• for Corient (registered 2024-11-05)Nov 13, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address