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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

Cory Glenn Triolo

Advisor at LPL FINANCIAL LLC

FORT MILL, SC

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Search this name across graphsid dfx:ria:6bd9bac5-22f2-b4ce-7356-53562dc9720c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 28, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 9, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Apr 9, 2004
First registration: Apr 28, 2004
Dual registered: yes, broker-dealer
Other names: Cory GLENN Barnes
IAPD individual key: 4744039

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 12, 2023	n/a	yes	FORT MILL, SC	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	Dec 20, 2022	no	BOSTON, MA\|CHARLOTTE, NC\|CHARLOTTE, NC\|NEW YORK, NY\|CHARLOTTE, NC\|ATLANTA, GA\|NEW YORK, NY\|CHARLOTTE, NC	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Mar 30, 2005	Oct 23, 2009	no	CHARLOTTE, NC\|BOSTON, MA\|CHARLOTTE, NC\|CHARLOTTE, NC\|CHARLOTTE, NC	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 28, 2004	Mar 14, 2005	no	CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	LPL FINANCIAL LLC	Dec 20, 2022	Jan 12, 2023	23	Firm change	Wirehouse to RIA
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other
AMERIPRISE FINANCIAL SERVICES, LLC	BANC OF AMERICA INVESTMENT SERVICES, INC.	Mar 14, 2005	Mar 30, 2005	16	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jan 12, 2023 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 23, 2009 to Dec 20, 2022factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Mar 30, 2005 to Oct 23, 2009factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 28, 2004 to Mar 14, 2005factForm ADV

Dated events

Occurred
Dec 20, 2022
Advisor changed firm
Cory Glenn Triolo left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Lpl Financial Llc (registered 2023-01-12)
Form ADVobserved 5 days ago