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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
SUWANEE, GA | Atlanta, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 2, 2015 | n/a | yes | SUWANEE, GA|Atlanta, GA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 17, 2012 | Jan 7, 2015 | no | ALPHARETTA, GA|ROSWELL, GA | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Jun 27, 2011 | Jul 9, 2012 | no | ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | AMERIPRISE FINANCIAL SERVICES, LLC | Jan 7, 2015 | Jan 2, 2015 | -5 | Firm change | Wirehouse to ibd |
| MSI FINANCIAL SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jul 9, 2012 | Sep 17, 2012 | 70 | Firm change | Other |