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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)39 years in industry

DREW MOOMAW

Advisor at WELLS FARGO ADVISORS

ORLANDO, FL

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Search this name across graphsid dfx:ria:6bfc336a-45ac-0852-c01b-ae0b71277454

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 2, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 29, 1986earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S63|S65
First exam: Oct 29, 1986
First registration: Jan 2, 2001
Dual registered: yes, broker-dealer
Other names: DREW MOOMAW|DREW MARTIN MOOMAW
IAPD individual key: 1547958

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Oct 7, 2019	n/a	yes	ORLANDO, FL	Current employment
TAM PORTFOLIOS, LLC	Former SEC adviser	Sep 9, 2016	Dec 31, 2016	no	Longwood, FL	Previous registration
J. W. COLE ADVISORS, INC.	Bd affiliated wealth	Jan 7, 2011	Aug 20, 2012	no	TAMPA, FL	Previous registration
B RILEY WEALTH MANAGEMENT	Former SEC adviser	Apr 29, 2010	Dec 16, 2010	no	ORLANDO, FL\|Memphis, TN\|ORLANDO, FL	Previous registration
GUNNALLEN FINANCIAL, INC	n/a	Dec 19, 2006	Mar 29, 2010	no	ORLANDO, FL	Previous registration
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	Bd affiliated wealth	Apr 5, 2006	Aug 31, 2006	no	ORLANDO, FL\|Cedar Rapids, IA\|ORLANDO, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 2, 2001	Feb 27, 2004	no	ORLANDO, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TAM PORTFOLIOS, LLC	WELLS FARGO ADVISORS	Dec 31, 2016	Oct 7, 2019	1,010	Firm change after gap	Other
J. W. COLE ADVISORS, INC.	TAM PORTFOLIOS, LLC	Aug 20, 2012	Sep 9, 2016	1,481	Firm change after gap	Other
B RILEY WEALTH MANAGEMENT	J. W. COLE ADVISORS, INC.	Dec 16, 2010	Jan 7, 2011	22	Firm change	Other
GUNNALLEN FINANCIAL, INC	B RILEY WEALTH MANAGEMENT	Mar 29, 2010	Apr 29, 2010	31	Firm change	Other
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	GUNNALLEN FINANCIAL, INC	Aug 31, 2006	Dec 19, 2006	110	Firm change	Other
WELLS FARGO ADVISORS	BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	Feb 27, 2004	Apr 5, 2006	768	Firm change after gap	Other

Relationships

Registered with (6)

→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 2, 2001 to Feb 27, 2004factForm ADV
→ TAM PORTFOLIOS, LLCRegistered adviserregistration: previous registration
Sep 9, 2016 to Dec 31, 2016factForm ADV
→ J. W. COLE ADVISORS, INC.Registered adviserregistration: previous registration
Jan 7, 2011 to Aug 20, 2012factForm ADV
→ B RILEY WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Apr 29, 2010 to Dec 16, 2010factForm ADV
→ GUNNALLEN FINANCIAL, INCRegistered adviserregistration: previous registration
Dec 19, 2006 to Mar 29, 2010factForm ADV
→ BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Apr 5, 2006 to Aug 31, 2006factForm ADV

Dated events

No dated event names this entity yet.