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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

GEORGE NICHOLAS YANKOUPE

Advisor at GRADIENT WEALTH MANAGEMENT

ARDEN HILLS, MN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 11, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GRADIENT WEALTH MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 9, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Jan 9, 2002
First registration: Aug 11, 2003
Dual registered: yes, broker-dealer
Other names: GEORGE NICHOLAS YANKOUPE|GEORGE NICHOLAS YANKOUPE|GEORGE NICHOLAS YANKOUPE
IAPD individual key: 3210892

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GRADIENT WEALTH MANAGEMENT	Bd affiliated wealth	Feb 2, 2015	n/a	yes	ARDEN HILLS, MN	Current employment
GRADIENT ADVISORS, LLC	Independent wealth	Jan 25, 2013	Feb 2, 2015	no	ARDEN HILLS, MN	Previous registration
CL WEALTH MANAGEMENT LLC	Independent wealth	Oct 3, 2011	Oct 1, 2012	no	SCHAUMBURG, IL	Previous registration
WORKMAN SECURITIES CORPORATION	n/a	Apr 20, 2007	Sep 30, 2011	no	EDEN PRAIRIE, MN\|FLETCHER, MN	Previous registration
GENEOS WEALTH MANAGEMENT, INC.	Bd affiliated wealth	Mar 12, 2004	May 3, 2005	no	FLETCHER, MN	Previous registration
UNITED SECURITIES ALLIANCE, INC.	n/a	Aug 11, 2003	Aug 11, 2003	no	FLETCHER, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GRADIENT ADVISORS, LLC	GRADIENT WEALTH MANAGEMENT	Feb 2, 2015	Feb 2, 2015	0	Firm change	Other
CL WEALTH MANAGEMENT LLC	GRADIENT ADVISORS, LLC	Oct 1, 2012	Jan 25, 2013	116	Firm change	Other
WORKMAN SECURITIES CORPORATION	CL WEALTH MANAGEMENT LLC	Sep 30, 2011	Oct 3, 2011	3	Firm change	Other
GENEOS WEALTH MANAGEMENT, INC.	WORKMAN SECURITIES CORPORATION	May 3, 2005	Apr 20, 2007	717	Firm change after gap	Other
UNITED SECURITIES ALLIANCE, INC.	GENEOS WEALTH MANAGEMENT, INC.	Aug 11, 2003	Mar 12, 2004	214	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
152665:127701:MN:2015-01-23	Feb 2, 2015	Feb 2, 2015	ARDEN HILLS, MN	Firm change

Relationships

Registered with (6)

→ GRADIENT WEALTH MANAGEMENTRegistered adviserregistration: current employment
Feb 2, 2015 to presentfactForm ADV
→ GRADIENT ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 25, 2013 to Feb 2, 2015factForm ADV
→ CL WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Oct 3, 2011 to Oct 1, 2012factForm ADV
→ WORKMAN SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Apr 20, 2007 to Sep 30, 2011factForm ADV
→ GENEOS WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Mar 12, 2004 to May 3, 2005factForm ADV
→ UNITED SECURITIES ALLIANCE, INC.Registered adviserregistration: previous registration
Aug 11, 2003 to Aug 11, 2003factForm ADV

Dated events

No dated event names this entity yet.