RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- G••••••• W••••• M••••••••• BD affiliated currentsince Feb 2, 2015 · Arden Hills, Mn
- G••••••• A•••••••• L•• independent RIAJan 25, 2013 to Feb 2, 2015 · Arden Hills, Mn
- C• W••••• M••••••••• L•• independent RIAOct 3, 2011 to Oct 1, 2012 · Schaumburg, Il
- W•••••• S••••••••• C••••••••• unclassifiedApr 20, 2007 to Sep 30, 2011 · Eden Prairie, Mn
- G••••• W••••• M••••••••• I••• BD affiliatedMar 12, 2004 to May 3, 2005 · Fletcher, Mn
- U••••• S••••••••• A•••••••• I••• unclassifiedAug 11, 2003 to Aug 11, 2003 · Fletcher, Mn
- G••••••• A•••••••• L•• to G••••••• W••••• M•••••••••left Feb 2, 2015, registered Feb 2, 2015 (0 days) · Other · moved with a team
- C• W••••• M••••••••• L•• to G••••••• A•••••••• L••left Oct 1, 2012, registered Jan 25, 2013 (116 days) · Other
- W•••••• S••••••••• C••••••••• to C• W••••• M••••••••• L••left Sep 30, 2011, registered Oct 3, 2011 (3 days) · Other
- G••••• W••••• M••••••••• I••• to W•••••• S••••••••• C•••••••••left May 3, 2005, registered Apr 20, 2007 (717 days) · Other
- U••••• S••••••••• A•••••••• I••• to G••••• W••••• M••••••••• I•••left Aug 11, 2003, registered Mar 12, 2004 (214 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address