DFX Intelligence

Data Factory

RIA / WealthAdvisor25 years in industry

BRIAN R THOMAS

Advisor at INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

Bloomfield Hills, MI | ORLANDO, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6c1c4de5-8e3e-9f2e-2b92-bbce1d38c422

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 16, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 10, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 10, 2000
First registration: Jan 16, 2002
Dual registered: no
IAPD individual key: 4243411

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Bd affiliated wealth	Apr 21, 2026	n/a	yes	ORLANDO, FL\|Bloomfield Hills, MI	Current employment
KESTRA PRIVATE WEALTH SERVICES, LLC	Bd affiliated wealth	Jan 30, 2020	May 1, 2026	no	Bloomfield Hills, MI	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Mar 4, 2010	Feb 11, 2020	no	TROY, MI	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Apr 17, 2009	Dec 31, 2009	no	TROY, MI	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 6, 2006	Apr 21, 2009	no	BLOOMFIELD HILLS, MI	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Sep 23, 2002	Jan 18, 2006	no	TROY, MI	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 16, 2002	Oct 2, 2002	no	DETROIT, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KESTRA PRIVATE WEALTH SERVICES, LLC	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	May 1, 2026	Apr 21, 2026	-10	Firm change	Ibd to ibd
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	KESTRA PRIVATE WEALTH SERVICES, LLC	Feb 11, 2020	Jan 30, 2020	-12	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Apr 21, 2009	Apr 17, 2009	-4	Firm change	Other
UBS FINANCIAL SERVICES INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jan 18, 2006	Jan 6, 2006	-12	Firm change	Wirehouse to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UBS FINANCIAL SERVICES INC.	Oct 2, 2002	Sep 23, 2002	-9	Firm change	Wirehouse to wirehouse

Relationships

Registered with (5)

→ INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: current employment
Apr 21, 2026 to presentfactForm ADV
→ KESTRA PRIVATE WEALTH SERVICES, LLCRegistered adviserregistration: previous registration
Jan 30, 2020 to May 1, 2026factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Mar 4, 2010 to Feb 11, 2020factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 6, 2006 to Apr 21, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Sep 23, 2002 to Jan 18, 2006factForm ADV

Dated events

Occurred
May 1, 2026
Advisor changed firm
Brian R Thomas left Kestra Private Wealth Services, Llc for International Assets Investment Management, Llc (registered 2026-04-21)
Form ADVobserved 5 days ago