DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• R• T•••••

I••••••••• A••••• I••••••••• M••••••••• L••BD affiliatedBloomfield Hills, Mi IA-onlyIAPD 4243411

Feed of 09/15/2026

At current firm

0 y

since Apr 21, 2026

In the industry

25 y

since Oct 10, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••••• A••••• I••••••••• M••••••••• L•• BD affiliated current
since Apr 21, 2026 · Orlando, Fl
K••••• P•••••• W••••• S•••••••• L•• BD affiliated
Jan 30, 2020 to May 1, 2026 · Bloomfield Hills, Mi
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Mar 4, 2010 to Feb 11, 2020 · Troy, Mi
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Apr 17, 2009 to Dec 31, 2009 · Troy, Mi
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 6, 2006 to Apr 21, 2009 · Bloomfield Hills, Mi
U•• F•••••••• S••••••• I••• wirehouse
Sep 23, 2002 to Jan 18, 2006 · Troy, Mi
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 16, 2002 to Oct 2, 2002 · Detroit, Mi

Moves

a registration end followed by a registration begin elsewhere

K••••• P•••••• W••••• S•••••••• L•• to I••••••••• A••••• I••••••••• M••••••••• L••
left May 1, 2026, registered Apr 21, 2026 (-10 days) · Affiliated broker-dealer or bank to another
C•••••••• I••••••••• R••••••• A•••••••• I••• to K••••• P•••••• W••••• S•••••••• L••
left Feb 11, 2020, registered Jan 30, 2020 (-12 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Apr 21, 2009, registered Apr 17, 2009 (-4 days) · Other
U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jan 18, 2006, registered Jan 6, 2006 (-12 days) · Wirehouse to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••
left Oct 2, 2002, registered Sep 23, 2002 (-9 days) · Wirehouse to wirehouse

Signals

B•••• R• T••••• left K••••• P•••••• W••••• S•••••••• L•• for I••••••••• A••••• I••••••••• M••••••••• L•• (registered 2026-04-21)
May 1, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address