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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

TONITA JO ARTHUR

Advisor at OSAIC WEALTH, INC.

ST. PETERSBURG, FL | SCOTTSDALE, AZ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 23, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 5, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Sep 5, 1995
First registration: Feb 23, 2011
Dual registered: yes, broker-dealer
Other names: TONITA JO ARTHUR|TONITA KARRH|TONITA ARTHUR|TONITA J ARTHUR
IAPD individual key: 2626512

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	May 2, 2019	n/a	yes	ST. PETERSBURG, FL\|SCOTTSDALE, AZ	Current employment
PNC MANAGED ACCOUNT SOLUTIONS, INC.	Former SEC adviser	Feb 19, 2015	Mar 26, 2019	no	BIRMINGHAM, AL	Previous registration
MORGAN STANLEY	Wirehouse	Jul 18, 2013	Jan 28, 2015	no	Birmingham, AL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 23, 2011	May 2, 2013	no	BIRMINGHAM, AL\|BIRMINGHAM, AL\|BIRMINGHAM, AL\|BIRMINGHAM, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PNC MANAGED ACCOUNT SOLUTIONS, INC.	OSAIC WEALTH, INC.	Mar 26, 2019	May 2, 2019	37	Firm change	Ibd to ibd
MORGAN STANLEY	PNC MANAGED ACCOUNT SOLUTIONS, INC.	Jan 28, 2015	Feb 19, 2015	22	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY	May 2, 2013	Jul 18, 2013	77	Firm change	Wirehouse to wirehouse

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
May 2, 2019 to presentfactForm ADV
→ PNC MANAGED ACCOUNT SOLUTIONS, INC.Registered adviserregistration: previous registration
Feb 19, 2015 to Mar 26, 2019factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jul 18, 2013 to Jan 28, 2015factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 23, 2011 to May 2, 2013factForm ADV

Dated events

No dated event names this entity yet.