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Advisor at WESTERN WEALTH MANAGEMENT LLC
Greenwood Village, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WESTERN WEALTH MANAGEMENT LLC | Independent wealth | Jul 8, 2019 | n/a | yes | Greenwood Village, CO | Current employment |
| NTB ADVISORS, A DIVISION OF NTB FINANCIAL CORPORATION | Former SEC adviser | Jul 30, 2015 | Jul 9, 2019 | no | HIGHLANDS RANCH, CO|HIGHLANDS RANCH, CO | Previous registration |
| DYNASTY CAPITAL MANAGEMENT, INC | n/a | Jan 28, 2014 | Jun 30, 2016 | no | ENGLEWOOD, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NTB ADVISORS, A DIVISION OF NTB FINANCIAL CORPORATION | WESTERN WEALTH MANAGEMENT LLC | Jul 9, 2019 | Jul 8, 2019 | -1 | Firm change | Ibd to RIA |
| DYNASTY CAPITAL MANAGEMENT, INC | NTB ADVISORS, A DIVISION OF NTB FINANCIAL CORPORATION | Jun 30, 2016 | Jul 30, 2015 | -336 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7425:283545:CO:2019-07-02 | Jul 9, 2019 | Jul 8, 2019 | HIGHLANDS RANCH, CO | Firm change |