DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Steven Ray Hinkle
Feed of 09/14/2026
Also filed as Steve Hinkle
At current firm
7 y
since Jul 8, 2019
In the industry
45 y
since Feb 9, 1981 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Western Wealth Management LLC independent RIA currentsince Jul 8, 2019 · Greenwood Village, Co
- Ntb Advisors, A Division Of Ntb Financial Corporation formerJul 30, 2015 to Jul 9, 2019 · Highlands Ranch, Co
- Dynasty Capital Management, Inc unclassifiedJan 28, 2014 to Jun 30, 2016 · Englewood, Co
Moves
a registration end followed by a registration begin elsewhere
- Ntb Advisors, A Division Of Ntb Financial Corporation to Western Wealth Management LLCleft Jul 9, 2019, registered Jul 8, 2019 (-1 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Dynasty Capital Management, Inc to Ntb Advisors, A Division Of Ntb Financial Corporationleft Jun 30, 2016, registered Jul 30, 2015 (-336 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address