DFX Intelligence
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Reading the graph
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Advisor at W••••••••• A•••••••
Potomac, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W••••••••• A••••••• | Independent wealth | Jan 5, 2021 | n/a | yes | Potomac, MD | Current employment |
| W••••••••• A••••••• | Former SEC adviser | Apr 17, 2019 | Dec 31, 2020 | no | POTOMAC, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W••••••••• A••••••• | W••••••••• A••••••• | Dec 31, 2020 | Jan 5, 2021 | 5 | Bulk transfer | RIA to RIA |
| F••••••••• L•• | W••••••••• A••••••• | Feb 25, 2015 | Apr 17, 2019 |
| F••••••••• L•• |
| Former SEC adviser |
| Sep 24, 2013 |
| Feb 25, 2015 |
| no |
| FORT MILL, SC |
| Previous registration |
| Firm change after gap |
| Other |