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Advisor at VANDERBILT ADVISORY SERVICES
WOODBURY, NY | New Port Richey, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VANDERBILT ADVISORY SERVICES | Bd affiliated wealth | Jan 2, 2020 | n/a | yes | New Port Richey, FL|WOODBURY, NY | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | May 2, 2017 | Sep 13, 2019 | no | TAMPA, FL|New Port Richey, FL | Previous registration |
| TRUSTMONT ADVISORY GROUP, INC. | Bd affiliated wealth | Apr 28, 2010 | Apr 18, 2017 | no | LARGO, FL|NEW PORT RICHEY, FL|GREENSBURG, PA|NEW PORT RICHEY, FL | Previous registration |
| SUMMIT FINANCIAL GROUP INC | Former SEC adviser | Jul 2, 2008 | Mar 12, 2010 | no | TRINITY, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | VANDERBILT ADVISORY SERVICES | Sep 13, 2019 | Jan 2, 2020 | 111 | Firm change | Ibd to ibd |
| TRUSTMONT ADVISORY GROUP, INC. | PRUCO SECURITIES, LLC | Apr 18, 2017 | May 2, 2017 | 14 | Firm change | Other |
| SUMMIT FINANCIAL GROUP INC | TRUSTMONT ADVISORY GROUP, INC. | Mar 12, 2010 | Apr 28, 2010 | 47 | Firm change | Other |