DFX Intelligence

L••••• A••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

L••••• A••••• B••••

Advisor at A••• W••••• M•••••••••

FREDERICKSBURG, VA

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Search this name across graphsid dfx:ria:6c683234-5a7f-57ed-2307-d67232fe6ddf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Feb 9, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• W••••• M•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 7, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• W••••• M•••••••••	State registered	Jun 9, 2026	n/a	yes	FREDERICKSBURG, VA\|FREDERICKSBURG, VA	Current employment
M•••••• A•••••• N••••••	Bd affiliated wealth	Apr 5, 2023	Jun 3, 2026	no	Fredericksburg, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• A•••••• N••••••	A••• W••••• M•••••••••	Jun 3, 2026	Jun 9, 2026	6	Firm change	Ibd to state RIA
P•••••• A•••••• G••••• L••	M•••••• A•••••• N••••••	Apr 17, 2023	Apr 5, 2023

Relationships

Registered with (8)

→ A••• W••••• M•••••••••Registered adviserregistration: current employment
Jun 9, 2026 to presentfactForm ADV
→ M•••••• A•••••• N••••••Registered adviserregistration: previous registration
Apr 5, 2023 to Jun 3, 2026factForm ADV
→ P•••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Nov 3, 2020 to Apr 17, 2023factForm ADV
→ A••••• A•• P••••••• S•••••••

Dated events

Occurred
Jun 3, 2026
A•••••• firm change
L••••• A••••• B•••• left M•••••• A•••••• N•••••• for A••• W••••• M••••••••• (registered 2026-06-09)
Form ADVobserved 7 days ago
Occurred
Apr 17, 2023
A•••••• firm change
L••••• A••••• B•••• left P•••••• A•••••• G••••• L•• for M•••••• A•••••• N•••••• (registered 2023-04-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6c683234-5a7f-57ed-2307-d67232fe6ddf
First observed: Feb 9, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.