DFX Intelligence

M••• E• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

M••• E• P•••••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Hauppauge, NY | Mount Sinai, NY

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Search this name across graphsid dfx:ria:6c6fecbc-84c4-ce73-b3a6-25b9f0f33acd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 7, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Oct 1, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Apr 16, 2021	n/a	yes	Hauppauge, NY\|Mount Sinai, NY	Current employment
S•• J•••• I••••••••• A•••••••• L••	Asset manager	Apr 25, 2017	Dec 19, 2017	no	PORT JEFFERSON, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• J•••• I••••••••• A•••••••• L••	A••••••••• F•••••••• S•••••••• L••	Dec 19, 2017	Apr 16, 2021	1,214	Firm change after gap	Other
C•••• I••••••••• S••••••• C••••	S•• J•••• I••••••••• A•••••••• L••	Apr 5, 2010	Apr 25, 2017

Relationships

Registered with (3)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Apr 16, 2021 to presentfactForm ADV
→ S•• J•••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 25, 2017 to Dec 19, 2017factForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
Oct 7, 2009 to Apr 5, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6c6fecbc-84c4-ce73-b3a6-25b9f0f33acd
First observed: Oct 7, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.