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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

ST. JAMES INVESTMENT ADVISORS, LLC

CRD 283880

PORT JEFFERSON, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f140d382-7735-fd97-c7bb-44e41ea99ab8

Data as of Feb 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: May 6, 2016 to Feb 18, 2026
36 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.09 fund_share=0.88 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $512MItem 5.F on the latest filing (2026-02-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $59.4M
Private client RAUM: $47.1MderivedItem 5.D individuals plus high net worth individuals
Private client share: 9%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $128Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 2,017
Individual clients: 95
High net worth clients: 29
SEC number: 801-107821
CRD: 283880
Filings on the tape: 36
First filed: May 6, 2016
Latest filed: Feb 18, 2026
Organised: Limited Liability Company, DE
Website: stjamesia.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BRIAN CHRISTOPHER MARK	n/a	PORT JEFFERSON, NY	10	27	2	no
John Andrew Spicciatie	n/a	PORT JEFFERSON, NY	5	15	n/a	no
MATTHEW STEPHEN WYPYSKI	n/a	PORT JEFFERSON, NY \| Baltimore, MD	5	23	2	no
Jonathan Troy Reid	n/a	PORT JEFFERSON, NY	2	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ABBONIZIO, JENNIFER, ANN	CHIEF COMPLIANCE OFFICER	Na	yes	02/2018	Mar 7, 2018	Oct 30, 2024
MARK, BRIAN, CHRISTOPHER	MANAGING MEMBER & PORTFOLIO MANAGER	E	yes	04/2016	May 6, 2016	Oct 30, 2024
Spicciatie, John, Andrew	EXECUTIVE DIRECTOR	Na	yes	01/2019	Jan 28, 2019	Oct 30, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 18, 2026	$512M	$59.4M	7	4	1	n/a	n/a
2024	Mar 5, 2025	$46.5M	$45.7M	7	4	1	n/a	n/a
2023	Mar 22, 2024	$68.7M	$68.6M	7	4	0	n/a	n/a
2022	Mar 15, 2023	$62.4M	$62.3M	7	3	0	n/a	n/a
2021	Mar 7, 2022	$157M	$157M	8	3	0	n/a	n/a
2020	Mar 29, 2021	$118M	$118M	8	3	0	n/a	n/a
2019	Mar 30, 2020	$107M	$107M	7	3	0	n/a	n/a
2018	Feb 21, 2019	$98.5M	$91.2M	4	3	0	n/a	n/a
2017	Mar 7, 2018	$78.3M	$78.0M	4	3	0	n/a	n/a
2016	Jan 27, 2017	$73.7M	$73.3M	5	3	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$512M	$46.5M	1000.9%	$62.4M	101.7%	7	7	1	1

Relationships

Registered with (5)

← Jonathan Troy ReidAdvisorregistration: current employment
Mar 5, 2024 to presentfactForm ADV
← MATTHEW STEPHEN WYPYSKIAdvisorregistration: current employment
Jun 20, 2021 to presentfactForm ADV
← John Andrew SpicciatieAdvisorregistration: current employment
Jun 16, 2021 to presentfactForm ADV
← BRIAN CHRISTOPHER MARKAdvisorregistration: current employment
May 24, 2016 to presentfactForm ADV
← Mark E PetersonAdvisorregistration: previous registration
Apr 25, 2017 to Dec 19, 2017factForm ADV

Controls (3)

← ABBONIZIO, JENNIFER, ANNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 7, 2018 to Oct 30, 2024factForm ADV
← MARK, BRIAN, CHRISTOPHEROwnerMANAGING MEMBER & PORTFOLIO MANAGER, ownership code E, individual
May 6, 2016 to Oct 30, 2024factForm ADV
← Spicciatie, John, AndrewOwnerEXECUTIVE DIRECTOR, ownership code NA, individual
Jan 28, 2019 to Oct 30, 2024factForm ADV

Dated events

Occurred
Jan 28, 2019
Control person joined
Andrew John Spicciatie (Executive Director) appeared on Schedule A of St. James Investment Advisors, Llc
Form ADVobserved 5 days ago
Occurred
May 6, 2016
First Form ADV filing
St. James Investment Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f140d382-7735-fd97-c7bb-44e41ea99ab8
First observed: May 6, 2016
Last observed: Feb 18, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ST. JAMES INVESTMENT ADVISORS, LLC

CRD 283880

PORT JEFFERSON, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f140d382-7735-fd97-c7bb-44e41ea99ab8

Data as of Feb 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:47 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BRIAN CHRISTOPHER MARK

n/a

PORT JEFFERSON, NY

John Andrew Spicciatie

n/a

PORT JEFFERSON, NY

n/a

MATTHEW STEPHEN WYPYSKI

n/a

PORT JEFFERSON, NY | Baltimore, MD

Jonathan Troy Reid

n/a

PORT JEFFERSON, NY

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ABBONIZIO, JENNIFER, ANN

CHIEF COMPLIANCE OFFICER

yes

02/2018

Mar 7, 2018

Oct 30, 2024

MARK, BRIAN, CHRISTOPHER

MANAGING MEMBER & PORTFOLIO MANAGER

yes

04/2016

May 6, 2016

Oct 30, 2024

Spicciatie, John, Andrew

EXECUTIVE DIRECTOR

yes

01/2019

Jan 28, 2019

Oct 30, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 18, 2026

$512M

$59.4M

n/a

2024

Mar 5, 2025

$46.5M

$45.7M

n/a

2023

Mar 22, 2024

$68.7M

$68.6M

n/a

2022

Mar 15, 2023

$62.4M

$62.3M

n/a

2021

Mar 7, 2022

$157M

n/a

2020

Mar 29, 2021

$118M

n/a

2019

Mar 30, 2020

$107M

n/a

2018

Feb 21, 2019

$98.5M

$91.2M

n/a

2017

Mar 7, 2018

$78.3M

$78.0M

n/a

2016

Jan 27, 2017

$73.7M

$73.3M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$512M

$46.5M

1000.9%

$62.4M

101.7%