DFX Intelligence
Reading the graph
Reading the graph
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Advisor at H••••••••• F•••••••• A•••••••
Bath, OH | Medina, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Jun 29, 2026 | n/a | yes | Bath, OH|Medina, OH | Current employment |
| H••••••••• F•••••••• A••••••• | Bd affiliated wealth | Feb 17, 2023 | n/a | yes | Medina, OH | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••• A••••••• I••• | H••••••••• F•••••••• A••••••• | Feb 16, 2023 | Feb 17, 2023 | 1 | Firm change | Ibd to ibd |
| S••••• A••• I••••••••• A•••••• S•••••••• I••• | S••••• A••••••• I••• | Jan 30, 2015 | Jan 30, 2015 |
| S••••• A••••••• I••• | Bd affiliated wealth | Jan 30, 2015 | Feb 16, 2023 | no | Richfield, OH|BIRMINGHAM, AL|HUDSON, OH|Bath, OH | Previous registration |
| S••••• A••• I••••••••• A•••••• S•••••••• I••• | Former SEC adviser | May 13, 2009 | Jan 30, 2015 | no | GARFIELD HEIGHTS, OH|RICHFIELD, OH|YOUNGSTOWN, OH | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Feb 14, 2005 | May 7, 2009 | no | COLUMBUS, OH|Westlake, OH|INDEPENDENCE, OH|SEVEN HILLS, OH | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| A••••••••• F•••••••• S•••••••• L•• | S••••• A••• I••••••••• A•••••• S•••••••• I••• | May 7, 2009 | May 13, 2009 | 6 | Firm change | Other |