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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Waukesha, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Dec 9, 2020 | n/a | yes | Waukesha, WI | Current employment |
| FREEDOM WEALTH ALLIANCE | Former SEC adviser | May 15, 2014 | Feb 26, 2021 | no | BROOKFIELD, WI | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jun 6, 2008 | May 16, 2014 | no | BROOKFIELD, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FREEDOM WEALTH ALLIANCE | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Feb 26, 2021 | Dec 9, 2020 | -79 | Firm change after gap | RIA to ibd |
| WELLS FARGO ADVISORS | FREEDOM WEALTH ALLIANCE | May 16, 2014 | May 15, 2014 | -1 | Firm change | Wirehouse to new firm |