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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

RAYMOND MATTHEW TROPP

Advisor at CAPITAL ANALYSTS

CLEVELAND, OH | Cleveland, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL ANALYSTS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 20, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 3
Registered states: 1
Exams: S63
First exam: Oct 20, 1995
First registration: Jan 1, 2000
Dual registered: yes, broker-dealer
Other names: RAYMOND MATTHEW TROPP
IAPD individual key: 2645867

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LINCOLN INVESTMENT	Independent wealth	Oct 11, 2024	n/a	yes	Cleveland, OH	Current employment
BEACON FINANCIAL ADVISORY LLC	Independent wealth	Jun 26, 2015	n/a	yes	CLEVELAND, OH	Current employment
CAPITAL ANALYSTS	Bd affiliated wealth	Jun 12, 2012	n/a	yes	CLEVELAND, OH	Current employment
CINCINNATI ANALYSTS, INC	Former SEC adviser	Apr 26, 2010	Jun 1, 2012	no	CLEVELAND, OH\|CINCINNATI, OH	Previous registration
SANDERS MORRIS LLC	Independent wealth	Dec 5, 2006	May 21, 2010	no	BEACHWOOD, OH\|BEACHWOOD, OH	Previous registration
OSAIC FA, INC.	Former SEC adviser	Jan 1, 2000	Dec 6, 2006	no	CLEVELAND, OH\|ORANGE VILLAGE, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CINCINNATI ANALYSTS, INC	CAPITAL ANALYSTS	Jun 1, 2012	Jun 12, 2012	11	Firm change	Other
SANDERS MORRIS LLC	CINCINNATI ANALYSTS, INC	May 21, 2010	Apr 26, 2010	-25	Firm change	Other
OSAIC FA, INC.	SANDERS MORRIS LLC	Dec 6, 2006	Dec 5, 2006	-1	Firm change	Other

Relationships

Registered with (6)

→ LINCOLN INVESTMENTRegistered adviserregistration: current employment
Oct 11, 2024 to presentfactForm ADV
→ BEACON FINANCIAL ADVISORY LLCRegistered adviserregistration: current employment
Jun 26, 2015 to presentfactForm ADV
→ CAPITAL ANALYSTSRegistered adviserregistration: current employment
Jun 12, 2012 to presentfactForm ADV
→ CINCINNATI ANALYSTS, INCRegistered adviserregistration: previous registration
Apr 26, 2010 to Jun 1, 2012factForm ADV
→ SANDERS MORRIS LLCRegistered adviserregistration: previous registration
Dec 5, 2006 to May 21, 2010factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Jan 1, 2000 to Dec 6, 2006factForm ADV

Dated events

No dated event names this entity yet.