C•••••• N••••••

Advisor at P••••••• W••••• P•••••••

ITASCA, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6c98309d-cf48-7eb7-e321-3c966a0e821e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jul 18, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• W••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• W••••• P•••••••	Independent wealth	May 2, 2025	n/a	yes	ITASCA, IL	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Mar 8, 2025	May 5, 2025	no	Wheaton, IL\|Westmont, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	P••••••• W••••• P•••••••	May 5, 2025	May 2, 2025	-3	Firm change	Ibd to new firm
W••••• E••••••••• A••••••• S•••••••• L••	A••••••••• F•••••••• S•••••••• L••	Feb 18, 2025	Mar 8, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:335762:IL:2025-05-05	May 5, 2025	May 2, 2025	WESTMONT, IL	Firm change

Relationships

Registered with (4)

→ P••••••• W••••• P•••••••Registered adviserregistration: current employment
May 2, 2025 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 8, 2025 to May 5, 2025factForm ADV
→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 29, 2023 to Feb 18, 2025factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Dated events

Occurred
May 5, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Feb 18, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Sep 20, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6c98309d-cf48-7eb7-e321-3c966a0e821e
First observed: Jul 18, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.