DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Colleen Nesslar

Pendulum Wealth Partnersindependent RIAItasca, IlIA-onlyIAPD 2367170

Feed of 09/14/2026

Also filed as Colleen Vaughan Nesslar

At current firm

1 y

since May 2, 2025

In the industry

11 y

since May 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Pendulum Wealth Partners independent RIA current
since May 2, 2025 · Itasca, Il
Ameriprise Financial Services, LLC national BD
Mar 8, 2025 to May 5, 2025 · Wheaton, Il
Wealth Enhancement Advisory Services, LLC BD affiliated
Sep 29, 2023 to Feb 18, 2025 · Itasca, Il
Raymond James Financial Services Advisors, Inc BD affiliated
Jul 18, 2023 to Sep 20, 2023 · Lake Geneva, Wi

Moves

a registration end followed by a registration begin elsewhere

Ameriprise Financial Services, LLC to Pendulum Wealth Partners
left May 5, 2025, registered May 2, 2025 (-3 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
Wealth Enhancement Advisory Services, LLC to Ameriprise Financial Services, LLC
left Feb 18, 2025, registered Mar 8, 2025 (18 days) · Affiliated broker-dealer or bank to another
Raymond James Financial Services Advisors, Inc to Wealth Enhancement Advisory Services, LLC
left Sep 20, 2023, registered Sep 29, 2023 (9 days) · Affiliated broker-dealer or bank to independent RIA

Signals

Colleen Nesslar left Ameriprise Financial Services, Llc for Pendulum Wealth Partners (registered 2025-05-02)
May 5, 2025 · Advisor changed firm · fact
Colleen Nesslar left Wealth Enhancement Advisory Services, Llc for Ameriprise Financial Services, Llc (registered 2025-03-08)
Feb 18, 2025 · Advisor changed firm · fact
Colleen Nesslar left Raymond James Financial Services Advisors, Inc for Wealth Enhancement Advisory Services, Llc (registered 2023-09-29)
Sep 20, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address