DFX Intelligence
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Reading the graph
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Advisor at O•••• W•••••• I•••
SEWICKLEY, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | Bd affiliated wealth | Jul 19, 2021 | n/a | yes | SEWICKLEY, PA | Current employment |
| C••••• A•••••• N••••••• L•• | Former SEC adviser | Jun 12, 2015 | Jul 21, 2021 | no | SEWICKLEY, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• A•••••• N••••••• L•• | O•••• W•••••• I••• | Jul 21, 2021 | Jul 19, 2021 | -2 | Firm change | Ibd to ibd |
| M••••• S•••••• | C••••• A•••••• N••••••• L•• | Jun 25, 2015 | Jun 12, 2015 |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | Jun 25, 2015 | no | SEWICKLEY, PA|Sewickley, PA | Previous registration |
| M••••• S•••••• • C•• L•• | n/a | Oct 17, 2008 | Jun 1, 2009 | no | WEXFORD, PA | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Nov 8, 2004 | Dec 12, 2005 | no | PITTSBURGH, PA | Previous registration |
| -13 |
| Firm change |
| Other |
| M••••• S•••••• • C•• L•• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | M••••• S•••••• • C•• L•• | Dec 12, 2005 | Oct 17, 2008 | 1,040 | Firm change after gap | Other |