R••••• J••••• B••••

• O•••• W•••••• I••• BD affiliated current
  since Jul 19, 2021 · Sewickley, Pa
• C••••• A•••••• N••••••• L•• former
  Jun 12, 2015 to Jul 21, 2021 · Sewickley, Pa
• M••••• S•••••• wirehouse
  Jun 1, 2009 to Jun 25, 2015 · Sewickley, Pa
• M••••• S•••••• • C•• L•• unclassified
  Oct 17, 2008 to Jun 1, 2009 · Wexford, Pa
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Nov 8, 2004 to Dec 12, 2005 · Pittsburgh, Pa

• C••••• A•••••• N••••••• L•• to O•••• W•••••• I•••
  left Jul 21, 2021, registered Jul 19, 2021 (-2 days) · Affiliated broker-dealer or bank to another
• M••••• S•••••• to C••••• A•••••• N••••••• L••
  left Jun 25, 2015, registered Jun 12, 2015 (-13 days) · Other
• M••••• S•••••• • C•• L•• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S•••••• • C•• L••
  left Dec 12, 2005, registered Oct 17, 2008 (1040 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address