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D•••• M• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

D•••• M• C•••

Advisor at S••••• A•••••••• L••

Costa Mesa, CA

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Search this name across graphsid dfx:ria:6cbc8419-8ea6-3c4a-157a-b6b442525593

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 18, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• A•••••••• L••	Independent wealth	Mar 30, 2026	n/a	yes	Costa Mesa, CA	Current employment
C••••••• P•••••••	Independent wealth	Dec 11, 2025	Apr 2, 2026	no	OVERLAND PARK, KS\|Newport Beach, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• P•••••••	S••••• A•••••••• L••	Apr 2, 2026	Mar 30, 2026	-3	Firm change	RIA to RIA
C••••••• P••••••• I••••••••• A•••••••• L••	C••••••• P•••••••	Jan 13, 2026	Dec 11, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
126777:105348:CA:2026-01-13	Jan 13, 2026	Dec 11, 2025	LAKE FOREST, CA	Firm change after gap

Relationships

Registered with (3)

→ S••••• A•••••••• L••Registered adviserregistration: current employment
Mar 30, 2026 to presentfactForm ADV
→ C••••••• P•••••••Registered adviserregistration: previous registration
Dec 11, 2025 to Apr 2, 2026factForm ADV
→ C••••••• P••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 18, 2015 to Jan 13, 2026factForm ADV

Dated events

Occurred
Apr 2, 2026
Advisor changed firm
D•••• M• C••• left C••••••• P••••••• for S••••• A•••••••• L•• (registered 2026-03-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6cbc8419-8ea6-3c4a-157a-b6b442525593
First observed: Sep 18, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.