RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- S••••• A•••••••• L•• independent RIA currentsince Mar 30, 2026 · Costa Mesa, Ca
- C••••••• P••••••• independent RIADec 11, 2025 to Apr 2, 2026 · Overland Park, Ks
- C••••••• P••••••• I••••••••• A•••••••• L•• i••••••••• managerSep 18, 2015 to Jan 13, 2026 · Newport Beach, Ca
- C••••••• P••••••• to S••••• A•••••••• L••left Apr 2, 2026, registered Mar 30, 2026 (-3 days) · RIA to RIA
- C••••••• P••••••• I••••••••• A•••••••• L•• to C••••••• P•••••••left Jan 13, 2026, registered Dec 11, 2025 (-33 days) · channel change inside one enterprise, not a move · moved with a team
- D•••• M• C••• left C••••••• P••••••• for S••••• A•••••••• L•• (registered 2026-03-30)Apr 2, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address