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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
NORTH RICHLAND HILLS, TX | PLYMOUTH, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | May 2, 2024 | n/a | yes | PLYMOUTH, MN|NORTH RICHLAND HILLS, TX | Current employment |
| THE RETIREMENT GROUP, LLC | Former SEC adviser | Jan 25, 2018 | May 31, 2024 | no | COLLEYVILLE, TX|SAN DIEGO, CA | Previous registration |
| THE RETIREMENT GROUP, LLC | Former SEC adviser | Feb 23, 2015 | Dec 31, 2017 | no | COLLEYVILLE, TX|COLLEYVILLE, TX | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Jul 27, 2005 | Apr 18, 2016 | no | GRAPEVINE, TX|COLLEYVILLE, TX | Previous registration |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jun 17, 2003 | Jul 21, 2005 | no | FORT WORTH, TX | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 14, 2000 | Jun 3, 2003 | no | FORT WORTH, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE RETIREMENT GROUP, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | May 31, 2024 | May 2, 2024 | -29 | Firm change | RIA to RIA |
| FSC SECURITIES CORPORATION | THE RETIREMENT GROUP, LLC | Apr 18, 2016 | Feb 23, 2015 | -420 | Firm change after gap | Other |
| RAYMOND JAMES & ASSOCIATES, INC. | FSC SECURITIES CORPORATION | Jul 21, 2005 | Jul 27, 2005 | 6 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | RAYMOND JAMES & ASSOCIATES, INC. | Jun 3, 2003 | Jun 17, 2003 | 14 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 148296:116407:CA:2024-05-31 | May 31, 2024 | May 2, 2024 | SAN DIEGO, CA | Firm change |
| 7461:148296:TX:2016-04-18 | Apr 18, 2016 | Feb 23, 2015 | COLLEYVILLE, TX | Firm change after gap |