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Reading the graph
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Advisor at M••• S••••• F•••••••• S••••••••• L••
NEWTOWN, PA | Manchester, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••• S••••• F•••••••• S••••••••• L•• | Independent wealth | Mar 23, 2020 | n/a | yes | NEWTOWN, PA|Manchester, MA | Current employment |
| M••• S••••• F•••••••• S••••••••• L•• | Former SEC adviser | Jan 20, 2016 | Jul 1, 2020 | no | Wakefield, MA|NEWTOWN, PA|Wakefield, MA|Lynnfield, MA|South Hamilton, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••• S••••• F•••••••• S••••••••• L•• | M••• S••••• F•••••••• S••••••••• L•• | Jul 1, 2020 | Mar 23, 2020 | -100 | Channel change | RIA to RIA |
| T•••••••• F••••••••• I••• | M••• S••••• F•••••••• S••••••••• L•• | Feb 1, 2016 | Jan 20, 2016 |
| Previous registration |
| T•••••••• F••••••••• I••• | Former SEC adviser | May 20, 2015 | Feb 1, 2016 | no | DANVERS, MA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Jan 23, 2006 | Jan 21, 2016 | no | DANVERS, MA|DANVERS, MA | Previous registration |
| -12 |
| Firm change |
| Other |
| L•• F•••••••• L•• | T•••••••• F••••••••• I••• | Jan 21, 2016 | May 20, 2015 | -246 | Firm change after gap | Other |