DFX Intelligence

B•••• R••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

B•••• R••• M•••••

Advisor at S•••••• F•••••••• G••••• L•••••

Phoeniz, AZ | AKRON, OH

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Search this name across graphsid dfx:ria:6d47645c-94f5-6181-ac7f-2127b0f8b7b6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: May 23, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• F•••••••• G••••• L•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 9, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• F•••••••• G••••• L•••••	Independent wealth	Apr 9, 2025	n/a	yes	Phoeniz, AZ\|AKRON, OH	Current employment
C••• L••	Bd affiliated wealth	Apr 7, 2021	Apr 2, 2025	no	OMAHA, NE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• L••	S•••••• F•••••••• G••••• L•••••	Apr 2, 2025	Apr 9, 2025	7	Firm change	Ibd to RIA
N••••••••• M••••• I••••••••• S•••••••••	C••• L••	Feb 4, 2021	Apr 7, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
134139:297608:NE:2019-05-29	May 29, 2019	Mar 29, 2019	OMAHA, NE	Firm change after gap

Relationships

Registered with (7)

→ S•••••• F•••••••• G••••• L•••••Registered adviserregistration: current employment
Apr 9, 2025 to presentfactForm ADV
→ C••• L••Registered adviserregistration: previous registration
Apr 7, 2021 to Apr 2, 2025factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Mar 30, 2020 to Feb 4, 2021factForm ADV
→ E•••••••• W••••• P•••••••

Dated events

Occurred
Apr 2, 2025
Advisor changed firm
B•••• R••• M••••• left C••• L•• for S•••••• F•••••••• G••••• L••••• (registered 2025-04-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6d47645c-94f5-6181-ac7f-2127b0f8b7b6
First observed: May 23, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.