DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Brady Ryan Marlow

Sequoia Financial Group, L.L.C.independent RIAPhoeniz, Az IA-onlyIAPD 4370114

Certified Financial Planner

Feed of 09/15/2026

Also filed as Brady Ryan Marlow

At current firm

1 y

since Apr 9, 2025

In the industry

25 y

since May 9, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Sequoia Financial Group, L.L.C. independent RIA current
since Apr 9, 2025 · Phoeniz, Az
Cwm, LLC BD affiliated
Apr 7, 2021 to Apr 2, 2025 · Omaha, Ne
Northwestern Mutual Investment Services,LLC no RAUM
Mar 30, 2020 to Feb 4, 2021 · Omaha, Ne
Executive Wealth Partners state registered
Mar 29, 2019 to Mar 6, 2020 · Omaha, Ne
Cambridge Investment Research Advisors, Inc. BD affiliated
Oct 12, 2018 to May 29, 2019 · Omaha, Ne
Securian Financial Services, Inc. former
Aug 24, 2015 to Jan 23, 2017 · Omaha, Ne
Ameriprise Financial Services, LLC national BD
May 23, 2001 to Jan 23, 2014 · Lincoln, Ne

Moves

a registration end followed by a registration begin elsewhere

Cwm, LLC to Sequoia Financial Group, L.L.C.
left Apr 2, 2025, registered Apr 9, 2025 (7 days) · Affiliated broker-dealer or bank to independent RIA
Northwestern Mutual Investment Services,LLC to Cwm, LLC
left Feb 4, 2021, registered Apr 7, 2021 (62 days) · Other
Executive Wealth Partners to Northwestern Mutual Investment Services,LLC
left Mar 6, 2020, registered Mar 30, 2020 (24 days) · Other
Cambridge Investment Research Advisors, Inc. to Executive Wealth Partners
left May 29, 2019, registered Mar 29, 2019 (-61 days) · Affiliated broker-dealer or bank to a state-registered adviser · moved with a team
Securian Financial Services, Inc. to Cambridge Investment Research Advisors, Inc.
left Jan 23, 2017, registered Oct 12, 2018 (627 days) · Other
Ameriprise Financial Services, LLC to Securian Financial Services, Inc.
left Jan 23, 2014, registered Aug 24, 2015 (578 days) · Other

Signals

Brady Ryan Marlow left Cwm, Llc for Sequoia Financial Group, L.L.C. (registered 2025-04-09)
Apr 2, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address