DFX Intelligence

M•••••• J••• R••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

M•••••• J••• R••••• P•••••

Advisor at A••••••• F••••••••• L•••

INDIANAPOLIS, IN | FOLSOM, CA

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Search this name across graphsid dfx:ria:6d55f574-5a5a-112d-30bd-80d99c7c342e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 1, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• F••••••••• L•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• F••••••••• L•••	Bd affiliated wealth	May 30, 2025	n/a	yes	INDIANAPOLIS, IN\|FOLSOM, CA	Current employment
S••••• B•••• I••••••••• A•••••••• L••	Former SEC adviser	Jun 6, 2024	Sep 12, 2025	no	INDIANAPOLIS, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• B•••• I••••••••• A•••••••• L••	A••••••• F••••••••• L•••	Sep 12, 2025	May 30, 2025	-105	Firm change after gap	RIA to ibd
S••••• W••••• A•••••••• I•••	S••••• B•••• I••••••••• A•••••••• L••	Jun 11, 2024	Jun 6, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
118739:111167:IN:2025-09-12	Sep 12, 2025	May 30, 2025	INDIANAPOLIS, IN	Firm change after gap

Relationships

Registered with (4)

→ A••••••• F••••••••• L•••Registered adviserregistration: current employment
May 30, 2025 to presentfactForm ADV
→ S••••• B•••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 6, 2024 to Sep 12, 2025factForm ADV
→ S••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 15, 2022 to Jun 11, 2024factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

Occurred
Sep 12, 2025
Advisor changed firm
M•••••• J••• R••••• P••••• left S••••• B•••• I••••••••• A•••••••• L•• for A••••••• F••••••••• L••• (registered 2025-05-30)
Form ADVobserved 7 days ago
Occurred
Jun 11, 2024
Advisor changed firm
M•••••• J••• R••••• P••••• left S••••• W••••• A•••••••• I••• for S••••• B•••• I••••••••• A•••••••• L•• (registered 2024-06-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6d55f574-5a5a-112d-30bd-80d99c7c342e
First observed: Jan 1, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.