DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• J••• R••••• P•••••

A••••••• F••••••••• L•••BD affiliatedIndianapolis, In dual registrantIAPD 6629655

Feed of 09/15/2026

Also filed as Matt Potter

At current firm

1 y

since May 30, 2025

In the industry

10 y

since Mar 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••• F••••••••• L••• BD affiliated current
since May 30, 2025 · Indianapolis, In
S••••• B•••• I••••••••• A•••••••• L•• former
Jun 6, 2024 to Sep 12, 2025 · Indianapolis, In
S••••• W••••• A•••••••• I••• no RAUM
Jan 15, 2022 to Jun 11, 2024 · Indianapolis, In
C•••••• S••••• • C••• I••• national BD
Jan 1, 2019 to Mar 28, 2023 · Indianapolis, In

Moves

a registration end followed by a registration begin elsewhere

S••••• B•••• I••••••••• A•••••••• L•• to A••••••• F••••••••• L•••
left Sep 12, 2025, registered May 30, 2025 (-105 days) · RIA to affiliated broker-dealer or bank · moved with a team
S••••• W••••• A•••••••• I••• to S••••• B•••• I••••••••• A•••••••• L••
left Jun 11, 2024, registered Jun 6, 2024 (-5 days) · Other
C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••
left Mar 28, 2023, registered Jan 15, 2022 (-437 days) · channel change inside one enterprise, not a move

Signals

Matthew John Robert Potter left Sheaff Brock Investment Advisors, Llc for Allworth Financial, L.P. (registered 2025-05-30)
Sep 12, 2025 · Advisor changed firm · fact
Matthew John Robert Potter left Schwab Wealth Advisory, Inc. for Sheaff Brock Investment Advisors, Llc (registered 2024-06-06)
Jun 11, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address