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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

Jason Scott Austerman

Advisor at U.S. BANCORP ADVISORS, LLC

Monroe, OH | Oxford, OH | Middletown, OH | Hamilton, OH

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Search this name across graphsid dfx:ria:6d716922-c657-289b-73ae-32b675acd4ca

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 1, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U.S. BANCORP ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 30, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 30, 2012
First registration: Nov 1, 2012
Dual registered: yes, broker-dealer
Other names: Jason Scott Austerman|Jason Austerman
IAPD individual key: 6103089

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Feb 13, 2026	n/a	yes	Hamilton, OH\|Oxford, OH\|Monroe, OH\|Middletown, OH	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Nov 29, 2023	Feb 13, 2026	no	SAINT PAUL, MN\|Hamilton, OH\|Middletown, OH\|Oxford, OH\|Monroe, OH	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Feb 11, 2020	Nov 29, 2023	no	MIDDLETOWN, OH\|HAMILTON, OH\|TAMPA, FL\|TAMPA, FL\|TAMPA, FL	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Oct 24, 2018	Jun 4, 2019	no	CINCINNATI, OH	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 21, 2015	Jul 18, 2018	no	Cincinnati, OH	Previous registration
EDWARD JONES	National bd RIA	Nov 1, 2012	Sep 21, 2015	no	ST LOUIS, MO\|HAMILTON, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	U.S. BANCORP ADVISORS, LLC	Feb 13, 2026	Feb 13, 2026	0	Bulk transfer	Ibd to ibd
FIFTH THIRD SECURITIES, INC.	U.S. BANCORP INVESTMENTS, INC.	Nov 29, 2023	Nov 29, 2023	0	Firm change	Ibd to ibd
PRUCO SECURITIES, LLC	FIFTH THIRD SECURITIES, INC.	Jun 4, 2019	Feb 11, 2020	252	Firm change	Ibd to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	PRUCO SECURITIES, LLC	Jul 18, 2018	Oct 24, 2018	98	Firm change	Ibd to ibd
EDWARD JONES	AMERIPRISE FINANCIAL SERVICES, LLC	Sep 21, 2015	Sep 21, 2015	0	Firm change	Ibd to ibd

Relationships

Registered with (6)

→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: current employment
Feb 13, 2026 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Nov 29, 2023 to Feb 13, 2026factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Feb 11, 2020 to Nov 29, 2023factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Oct 24, 2018 to Jun 4, 2019factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Sep 21, 2015 to Jul 18, 2018factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Nov 1, 2012 to Sep 21, 2015factForm ADV

Dated events

Occurred
Nov 29, 2023
Advisor changed firm
Jason Scott Austerman left Fifth Third Securities, Inc. for U.S. Bancorp Investments, Inc. (registered 2023-11-29)
Form ADVobserved 6 days ago