DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jason Scott Austerman

U.S. Bancorp Advisors, LLCBD affiliatedMonroe, Oh dual registrantIAPD 6103089

Feed of 09/15/2026

Also filed as Jason Scott Austerman

At current firm

0 y

since Feb 13, 2026

In the industry

13 y

since Oct 30, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U.S. Bancorp Advisors, LLC BD affiliated current
since Feb 13, 2026 · Hamilton, Oh
U.S. Bancorp Investments, Inc. former
Nov 29, 2023 to Feb 13, 2026 · Saint Paul, Mn
Fifth Third Securities, Inc. BD affiliated
Feb 11, 2020 to Nov 29, 2023 · Middletown, Oh
Pruco Securities, LLC no RAUM
Oct 24, 2018 to Jun 4, 2019 · Cincinnati, Oh
Ameriprise Financial Services, LLC national BD
Sep 21, 2015 to Jul 18, 2018 · Cincinnati, Oh
Edward Jones national BD
Nov 1, 2012 to Sep 21, 2015 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

U.S. Bancorp Investments, Inc. to U.S. Bancorp Advisors, LLC
left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
Fifth Third Securities, Inc. to U.S. Bancorp Investments, Inc.
left Nov 29, 2023, registered Nov 29, 2023 (0 days) · Affiliated broker-dealer or bank to another
Pruco Securities, LLC to Fifth Third Securities, Inc.
left Jun 4, 2019, registered Feb 11, 2020 (252 days) · Affiliated broker-dealer or bank to another
Ameriprise Financial Services, LLC to Pruco Securities, LLC
left Jul 18, 2018, registered Oct 24, 2018 (98 days) · Affiliated broker-dealer or bank to another
Edward Jones to Ameriprise Financial Services, LLC
left Sep 21, 2015, registered Sep 21, 2015 (0 days) · Affiliated broker-dealer or bank to another

Signals

Jason Scott Austerman left Fifth Third Securities, Inc. for U.S. Bancorp Investments, Inc. (registered 2023-11-29)
Nov 29, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address