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Advisor at VANCE WEALTH
SANTA CLARITA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VANCE WEALTH | Independent wealth | Jan 15, 2025 | n/a | yes | SANTA CLARITA, CA | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Mar 17, 2017 | Oct 2, 2020 | no | VALENCIA, CA|Santa Clarita, CA | Previous registration |
| WADDELL & REED | Former SEC adviser | Aug 16, 2016 | Feb 22, 2017 | no | LAS VEGAS, NV|PASADENA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | VANCE WEALTH | Oct 2, 2020 | Jan 15, 2025 | 1,566 | Firm change after gap | Ibd to RIA |
| WADDELL & REED | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Feb 22, 2017 | Mar 17, 2017 | 23 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:310162:CA:2020-10-02 | Oct 2, 2020 | Jan 15, 2025 | SANTA CLARITA, CA | Firm change after gap |