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Advisor at NOESIS CAPITAL MANAGEMENT CORP
BOCA RATON, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NOESIS CAPITAL MANAGEMENT CORP | Independent wealth | Aug 25, 2022 | n/a | yes | BOCA RATON, FL | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Dec 8, 2021 | Aug 9, 2022 | no | ALPHARETTA, GA | Previous registration |
| FISHER INVESTMENTS | Independent wealth | Jan 17, 2020 | Oct 22, 2021 | no | EL PORTAL, FL|PLANO, TX|TAMPA, FL | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Aug 3, 2006 | Jan 16, 2020 | no | Coral Gables, FL | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Apr 18, 2006 | Aug 7, 2006 | no | CORAL GABLES, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 6, 2003 | Mar 29, 2005 | no | WINTER PARK, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | NOESIS CAPITAL MANAGEMENT CORP | Aug 9, 2022 | Aug 25, 2022 | 16 | Firm change | Ibd to RIA |
| FISHER INVESTMENTS | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Oct 22, 2021 | Dec 8, 2021 | 47 | Firm change | RIA to ibd |
| CHARLES SCHWAB & CO., INC. | FISHER INVESTMENTS | Jan 16, 2020 | Jan 17, 2020 | 1 | Firm change | Ibd to RIA |
| SUNTRUST INVESTMENT SERVICES, INC. | CHARLES SCHWAB & CO., INC. | Aug 7, 2006 | Aug 3, 2006 | -4 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SUNTRUST INVESTMENT SERVICES, INC. | Mar 29, 2005 | Apr 18, 2006 | 385 | Firm change | Other |