DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••••• A•••••••••

N••••• C•••••• M••••••••• C•••independent RIABoca Raton, FlIA-onlyIAPD 4212836

Certified Financial Planner

Feed of 09/14/2026

Also filed as A•••••• Amador

At current firm

4 y

since Aug 25, 2022

In the industry

24 y

since Dec 28, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N••••• C•••••• M••••••••• C••• independent RIA current
since Aug 25, 2022 · Boca Raton, Fl
F••••••• P••••••• A•• W•••••••• A••••••• former
Dec 8, 2021 to Aug 9, 2022 · Alpharetta, Ga
F••••• I••••••••• independent RIA
Jan 17, 2020 to Oct 22, 2021 · El Portal, Fl
C•••••• S••••• • C••• I••• national BD
Aug 3, 2006 to Jan 16, 2020 · Coral Gables, Fl
S••••••• I••••••••• S•••••••• I••• former
Apr 18, 2006 to Aug 7, 2006 · Coral Gables, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 6, 2003 to Mar 29, 2005 · Winter Park, Fl

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to N••••• C•••••• M••••••••• C•••
left Aug 9, 2022, registered Aug 25, 2022 (16 days) · Affiliated broker-dealer or bank to independent RIA
F••••• I••••••••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Oct 22, 2021, registered Dec 8, 2021 (47 days) · RIA to affiliated broker-dealer or bank
C•••••• S••••• • C••• I••• to F••••• I•••••••••
left Jan 16, 2020, registered Jan 17, 2020 (1 days) · Affiliated broker-dealer or bank to independent RIA
S••••••• I••••••••• S•••••••• I••• to C•••••• S••••• • C••• I•••
left Aug 7, 2006, registered Aug 3, 2006 (-4 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••••••• I••••••••• S•••••••• I•••
left Mar 29, 2005, registered Apr 18, 2006 (385 days) · Other

Signals

A•••••• A••••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for N••••• C•••••• M••••••••• C••• (registered 2022-08-25)
Aug 9, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address