DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Blakely Walters Wealth Management

Independent wealth managerScottsdale, ArizonaCRD 324410SEC 801-128098website IAPD

Legal name Blakely Walters Wealth Management LLC

Latest filing Apr 27, 2026

First filing on the tape May 3, 2023 · 8 filings

SEC status approved since Jun 9, 2023

RAUM

$174M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

100%

$174M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$34.7M

derived; firm RAUM over IAPD count

Employees

5 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

8 filings and snapshots on the tape

RAUM$174M as of Apr 27, 2026

Mar 26, 2024$117M then

HNW client RAUM$86.3M as of Apr 27, 2026

Mar 26, 2024$54.4M then

State-registered IARs (5.B.3)5 as of Apr 27, 2026

Mar 26, 20244 then

Employees (5.A)7 as of Apr 27, 2026

Mar 26, 20245 then

Private funds: no history

RAUM +19% over the last fiscal yearIARs 5 to 5

Practice profile

derived from the filing of Apr 27, 2026; every figure names its basis

Archetypes, each a printed rule

Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control

RAUM per advisor: $34.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 63derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $1.6MderivedHNW RAUM over HNW clients
Average account: $316,978derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.4derivedItem 5.A over advisors
Advisors per office: 5.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +19%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +20%derived
Compensation: percentage of assets, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Individuals$87.4M50%
High-net-worth individuals$86.3M50%

Individual clients: 261reported
HNW clients: 53reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 548reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=5.0derived

Advisors registered through the firm

5 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Kathryn Swan	Scottsdale, Az	Jun 9, 2023	12 y	1
Sloan Dylan Walters	Scottsdale, Az	Jun 9, 2023	19 y	1
James Carlyle Blakely	Scottsdale, Az	Jun 12, 2023	24 y	1
Paul Nicholas Butler	Scottsdale, Az	Jun 12, 2023	11 y	1
Edward Connor Maruna	Scottsdale, Az	Mar 4, 2025	14 y	1

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months

Left, latest

Nicholas Lisle to Morgan Stanley
Jul 17, 2024 · RIA to wirehouse
Nathaniel Jordan Dodd to Mission Wealth Management, LP
Feb 1, 2024 · RIA to RIA

Joined, latest

Edward Connor Maruna from Next Financial Group, Inc.
Mar 4, 2025 · Affiliated broker-dealer or bank to independent RIA
James Carlyle Blakely from Next Financial Group, Inc.
Jun 12, 2023 · Other
Paul Nicholas Butler from Next Financial Group, Inc.
Jun 12, 2023 · Other
Nicholas Lisle from Next Financial Group, Inc.
Jun 12, 2023 · Other
Kathryn Swan from Next Financial Group, Inc.
Jun 9, 2023 · Other
Sloan Dylan Walters from Next Financial Group, Inc.
Jun 9, 2023 · Other
Nathaniel Jordan Dodd from Next Financial Group, Inc.
Jun 9, 2023 · Affiliated broker-dealer or bank to a newly registered adviser

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

4 joined from Next Financial Group, Inc.
Jul 10, 2025 · Houston, Tx

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Carlyle James Blakely · Managing Partnercontrol
since 07/2009 · owns 50% to 75%
Dylan Sloan Walters · Managing Partner And Chief Compliance Officercontrol
since 07/2009 · owns 50% to 75%

Related persons

Schedule D 7.A

Blakely Walters Insurance LLC
real estaten

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Scottsdale, Az · principal	5	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

compensation changedChange between filings · filing Apr 27, 2026
hourly charges (Item 5.E.2): yes on the filing of 2026-03-19, no on the filing of 2026-04-27
peers: independent wealth managers, $100M to $500M (5,676)

How anomalies are measured

What changed

consecutive filings, newest first

Advisory employees · 4 to 5
Mar 19, 2026 to Apr 27, 2026
Advisory activities · 5 to 4
Mar 19, 2026 to Apr 27, 2026
BD registered reps · 4 to 5
Mar 19, 2026 to Apr 27, 2026
State-registered IARs · 4 to 5
Mar 19, 2026 to Apr 27, 2026
Accounts · 525 to 548
Mar 31, 2025 to Mar 19, 2026
BD registered reps · 1 to 4
Mar 31, 2025 to Mar 19, 2026
HNW clients · 35 to 53
Mar 31, 2025 to Mar 19, 2026
Individual clients · 226 to 261
Mar 31, 2025 to Mar 19, 2026
Employees · 6 to 7
Mar 31, 2025 to Mar 19, 2026
State-registered IARs · 5 to 4
Mar 31, 2025 to Mar 19, 2026
Discretionary RAUM · $146M to $174M
Mar 31, 2025 to Mar 19, 2026
HNW RAUM · $74.6M to $86.3M
Mar 31, 2025 to Mar 19, 2026
Individual RAUM · $71.1M to $87.4M
Mar 31, 2025 to Mar 19, 2026
RAUM · $146M to $174M
Mar 31, 2025 to Mar 19, 2026
Accounts · 201 to 525
Mar 26, 2024 to Mar 31, 2025
BD registered reps · 4 to 1
Mar 26, 2024 to Mar 31, 2025
HNW clients · 32 to 35
Mar 26, 2024 to Mar 31, 2025
Individual clients · 141 to 226
Mar 26, 2024 to Mar 31, 2025
Employees · 5 to 6
Mar 26, 2024 to Mar 31, 2025
Financial planning clients · 0 to 0
Mar 26, 2024 to Mar 31, 2025
State-registered IARs · 4 to 5
Mar 26, 2024 to Mar 31, 2025
Discretionary RAUM · $117M to $146M
Mar 26, 2024 to Mar 31, 2025
HNW RAUM · $54.4M to $74.6M
Mar 26, 2024 to Mar 31, 2025
Individual RAUM · $62.6M to $71.1M
Mar 26, 2024 to Mar 31, 2025
RAUM · $117M to $146M
Mar 26, 2024 to Mar 31, 2025
Accounts · 192 to 201
Oct 16, 2023 to Mar 26, 2024
Advisory employees · 5 to 4
Oct 16, 2023 to Mar 26, 2024
BD registered reps · 5 to 4
Oct 16, 2023 to Mar 26, 2024
Charity clients · unset to 0.0
Oct 16, 2023 to Mar 26, 2024
Corporate clients · unset to 0.0
Oct 16, 2023 to Mar 26, 2024
HNW clients · 49 to 32
Oct 16, 2023 to Mar 26, 2024
Individual clients · 155 to 141
Oct 16, 2023 to Mar 26, 2024
Pension plan clients · unset to 0.0
Oct 16, 2023 to Mar 26, 2024
Pooled vehicle clients · unset to 0.0
Oct 16, 2023 to Mar 26, 2024
Insurance-licensed employees · 5 to 0
Oct 16, 2023 to Mar 26, 2024
State-registered IARs · 5 to 4
Oct 16, 2023 to Mar 26, 2024
Discretionary RAUM · $100M to $117M
Oct 16, 2023 to Mar 26, 2024
HNW RAUM · $50.2M to $54.4M
Oct 16, 2023 to Mar 26, 2024
Individual RAUM · $50.1M to $62.6M
Oct 16, 2023 to Mar 26, 2024
Pension RAUM · unset to 0.0
Oct 16, 2023 to Mar 26, 2024

Signals

4 dated events

4 advisors left Next Financial Group, Inc. (Houston, TX) for Blakely Walters Wealth Management on the same day
Jul 10, 2025 · Team lift-out · derived
Nicholas Lisle left Blakely Walters Wealth Management for Morgan Stanley (registered 2025-06-18)
Jul 17, 2024 · Advisor changed firm · fact
Nathaniel Jordan Dodd left Blakely Walters Wealth Management for Mission Wealth Management, Lp (registered 2023-12-12)
Feb 1, 2024 · Advisor changed firm · fact
Blakely Walters Wealth Management filed its initial SEC registration (Form ADV)
May 3, 2023 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: info@blakelywalters.comreportedpublished by the firm, firm site, Sep 16, 2026
Business email: m.morris@blakelywalters.comreportedpublished by the firm, firm site, Sep 16, 2026
Business email: ainsley.box@blakelywalters.comreportedpublished by the firm, firm site, Sep 16, 2026
Business email: amy.costello@blakelywalters.comreportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 480-776-5873reportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 480-776-5867reportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 480-776-5871reportedpublished by the firm, firm site, Sep 16, 2026
Firm profile: linkedin.com/company/blakely-walters-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
Website: blakelywalters.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 480-776-5897reportedpublic record, Form ADV, Apr 27, 2026
Contact form: blakelywalters.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Team page: blakelywalters.com/biosreportedpublished by the firm, firm site, Sep 16, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $34.7Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026