DFX Intelligence

N•••• J••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

N•••• J••• P•••••••

Advisor at N•••••• A•••••••

Franklin, TN | NEW ORLEANS, LA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 30, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••	Bd affiliated wealth	Jan 23, 2026	n/a	yes	Franklin, TN\|NEW ORLEANS, LA	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Oct 30, 2014	Feb 3, 2026	no	FRANKLIN, TN\|Spring Hill, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	N•••••• A•••••••	Feb 3, 2026	Jan 23, 2026	-11	Firm change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:171351:TN:2026-01-27	Feb 3, 2026	Jan 23, 2026	SPRING HILL, TN	Firm change

Relationships

Registered with (2)

→ N•••••• A•••••••Registered adviserregistration: current employment
Jan 23, 2026 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 30, 2014 to Feb 3, 2026factForm ADV

Dated events

Occurred
Feb 3, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 30, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.