DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MAIN MANAGEMENT, LLC
Edgewood, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MAIN MANAGEMENT, LLC | Independent wealth | May 21, 2019 | n/a | yes | Edgewood, KY | Current employment |
| ORION PORTFOLIO SOLUTIONS, LLC | Former SEC adviser | Aug 30, 2016 | Jun 4, 2019 | no | Hebron, KY | Previous registration |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Dec 20, 2010 | Aug 19, 2011 | no | CINCINNATI, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ORION PORTFOLIO SOLUTIONS, LLC | MAIN MANAGEMENT, LLC | Jun 4, 2019 | May 21, 2019 | -14 | Firm change | RIA to RIA |
| FIFTH THIRD SECURITIES, INC. | ORION PORTFOLIO SOLUTIONS, LLC | Aug 19, 2011 | Aug 30, 2016 | 1,838 | Firm change after gap | Other |