RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A•••••• T•••••
- M••• M••••••••• L•• independent RIA currentsince May 21, 2019 · Edgewood, Ky
- O•••• P•••••••• S••••••••• L•• formerAug 30, 2016 to Jun 4, 2019 · Hebron, Ky
- F•••• T•••• S••••••••• I••• BD affiliatedDec 20, 2010 to Aug 19, 2011 · Cincinnati, Oh
- O•••• P•••••••• S••••••••• L•• to M••• M••••••••• L••left Jun 4, 2019, registered May 21, 2019 (-14 days) · RIA to RIA
- F•••• T•••• S••••••••• I••• to O•••• P•••••••• S••••••••• L••left Aug 19, 2011, registered Aug 30, 2016 (1838 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address