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Advisor at ADVISORY SERVICES NETWORK
ATLANTA, GA | Moorestown, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADVISORY SERVICES NETWORK | Independent wealth | Sep 1, 2016 | n/a | yes | Moorestown, NJ|ATLANTA, GA | Current employment |
| B. RILEY WEALTH ADVISORS, INC. | Bd affiliated wealth | Dec 23, 2009 | Aug 31, 2016 | no | MORRESTOWN, NJ | Previous registration |
| UNIFIED WEALTH MANAGEMENT, LLC | Former SEC adviser | Apr 14, 2005 | Mar 12, 2009 | no | MOORESTOWN, NJ | Previous registration |
| GUNNALLEN FINANCIAL, INC | n/a | Nov 1, 2004 | Dec 24, 2009 | no | SCOTTSDALE, AZ|TAMPA, FL|MOORESTOWN, NJ|MOORESTOWN, NJ | Previous registration |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 11, 2003 | Dec 9, 2004 | no | CINNAMINSON, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B. RILEY WEALTH ADVISORS, INC. | ADVISORY SERVICES NETWORK | Aug 31, 2016 | Sep 1, 2016 | 1 | Firm change | Other |
| GUNNALLEN FINANCIAL, INC | UNIFIED WEALTH MANAGEMENT, LLC | Dec 24, 2009 | Apr 14, 2005 | -1,715 | Firm change after gap | Other |
| UNIFIED WEALTH MANAGEMENT, LLC | B. RILEY WEALTH ADVISORS, INC. | Mar 12, 2009 | Dec 23, 2009 | 286 | Firm change | Other |
| OSAIC WEALTH, INC. | GUNNALLEN FINANCIAL, INC | Dec 9, 2004 | Nov 1, 2004 | -38 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 115927:146051:NJ:2016-08-31 | Aug 31, 2016 | Sep 1, 2016 | MORRESTOWN, NJ | Firm change |