RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• A•••••• M•••••
- A••••••• S••••••• N•••••• independent RIA currentsince Sep 1, 2016 · Moorestown, Nj
- B• R•••• W••••• A•••••••• I••• BD affiliatedDec 23, 2009 to Aug 31, 2016 · Morrestown, Nj
- U•••••• W••••• M••••••••• L•• formerApr 14, 2005 to Mar 12, 2009 · Moorestown, Nj
- G•••••••• F••••••••• I•• unclassifiedNov 1, 2004 to Dec 24, 2009 · Scottsdale, Az
- O•••• W•••••• I••• BD affiliatedJun 11, 2003 to Dec 9, 2004 · Cinnaminson, Nj
- B• R•••• W••••• A•••••••• I••• to A••••••• S••••••• N••••••left Aug 31, 2016, registered Sep 1, 2016 (1 days) · Other · moved with a team
- G•••••••• F••••••••• I•• to U•••••• W••••• M••••••••• L••left Dec 24, 2009, registered Apr 14, 2005 (-1715 days) · Other
- U•••••• W••••• M••••••••• L•• to B• R•••• W••••• A•••••••• I•••left Mar 12, 2009, registered Dec 23, 2009 (286 days) · Other
- O•••• W•••••• I••• to G•••••••• F••••••••• I••left Dec 9, 2004, registered Nov 1, 2004 (-38 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address