DFX Intelligence

C••••• F•• W••••• M••••••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

C••••• F•• W••••• M••••••••• A•••••••

C••••• FOR WEALTH MANAGEMENT LLC., CRD 171221

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Search this name across graphsid dfx:ria:6e9590a1-445e-f5c9-2da1-e0c17002c9ac

Data as of May 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Oct 17, 2017 to May 7, 2026
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $228M••• Locked
Discretionary RAUM: $222M
Private client RAUM: $227Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $45.6Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C••••••••• M•••••• W•••••	n/a	MILFORD, OH	12	22	n/a	yes
J•••• D••••• F••••	n/a	MILFORD, OH	12	18

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
W•••••• C••••••••• M••••••	CCO MANAGING MEMBER	E	yes	06/2014	Oct 17, 2017	Mar 15, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$228M	$187M	21.6%	$172M	9.8%	5	6	1	2

Relationships

Registered with (6)

← R•••••• G••• D•••••Advisorregistration: current employment
Apr 22, 2024 to presentfactForm ADV
← D•••••• A••• S•••Advisorregistration: current employment
Aug 24, 2017 to presentfactForm ADV
← K•••• D••••• B••••••••Advisorregistration: current employment
Dec 12, 2014 to presentfactForm ADV
← J•••• D••••• F••••

Dated events

Occurred
Jan 9, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 30, 2020
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Oct 17, 2017
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6e9590a1-445e-f5c9-2da1-e0c17002c9ac
First observed: Oct 17, 2017
Last observed: May 7, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.