DFX Intelligence
Reading the graph
Reading the graph
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Advisor at I••••••••• A•••••• A•••••••• L••
Crestview Hills, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I••••••••• A•••••• A•••••••• L•• | I•••••••••_WEALTH | Oct 4, 2023 | n/a | yes | Crestview Hills, KY | Current employment |
| C••••• F•• W••••• M••••••••• A••••••• | I•••••••••_WEALTH | Aug 18, 2016 | Jan 9, 2024 | no | MILFORD, OH |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• F•• W••••• M••••••••• A••••••• | I••••••••• A•••••• A•••••••• L•• | Jan 9, 2024 | Oct 4, 2023 | -97 | Firm change after gap | RIA to RIA |
| J••••• H•••••••• W••• L••••• L•• | C••••• F•• W••••• M••••••••• A••••••• | Aug 19, 2016 | Aug 18, 2016 |
| J••••• H•••••••• W••• L••••• L•• | Former SEC adviser | Aug 12, 2011 | Aug 19, 2016 | no | FT. MITCHELL, KY | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jun 7, 2004 | Aug 16, 2011 | no | FORT MITCHELL, KY|FORT MITCHELL, KY | Previous registration |
| -1 |
| Firm change |
| Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | J••••• H•••••••• W••• L••••• L•• | Aug 16, 2011 | Aug 12, 2011 | -4 | Firm change | Other |